FINANCIAL INFORMATION

Notice by closed-end investment companies of intention to call or redeem their own securities

Report of unscheduled material events or corporate event

Form of prospectus filed in connection with primary offering of securities on a delayed basis

Amendment to a previously filed 10-K

Form of prospectus filed in connection with primary offering of securities on a delayed basis

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

FWP

Report of unscheduled material events or corporate event

Quarterly report which provides a continuing view of a company's financial position

Official notification to shareholders of matters to be brought to a vote ("Proxy")